The SEC released the text of those proposals on June 10, 2009.
SEC在2009年6月10日发布了这些提案。
Since the rules were adopted, the SEC says, fails have fallen by 35%.
SEC表示,自从实施了这些法规以来,交易失败的数量已经减少了35%。
It all started with the SEC Disclosure Requirements in early 2010.
2010年初这一切都按美国证券交易委员会(SEC)披露规定全面启动。
Some of those investors were private citizens who depended upon the SEC.
其中某些投资者是依赖于证券交易委员会的个体公民。
Keep your eyes on the SEC filings to see who will be buying or selling next.
接下来谁会买进或卖出股票?请密切关注美国证券交易委员会的文件。
On the CICSB CICS region, set the SEC system initalization parameter to YES.
在CICSBCICS区域,将SEC系统初始化参数设定为YES。
However, the SEC has not accused Sir David of any wrongdoing in court filings.
不过,在法庭诉讼文件中,美国证交会没有指控李国宝有任何不当行为。
The SEC said at least 20 hedge funds in the U.S. and Europe received the letters.
美国证券交易委员会说,至少有20家美国和欧洲的对冲基金收到了匿名信。
The SEC is asking questions. Industry executives are calling him a ponzi schemer.
证券交易委员会在质询,行业高管们叫他庞式阴谋家。
Rumours abound that the SEC is trying to target one of the industry’s largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
Rumours abound that the SEC is trying to target one of the industry's largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
In recent years, that view has prompted the SEC to relax some rules on short selling.
近些年来,这样的观点促使SEC放松了针对卖空的某些规定。
Lawyers who reviewed the SEC complaint agreed that the products themselves weren't illegal.
看过SEC起诉书的律师也认为,产品本身并没有违法。
However, these tests were met for only one of the 19 institutions the SEC has leapt to protect.
然而,这些测试只适用SEC急于保护的19家机构中的一家。
All three proposals maintain the cumbersome supervisory split between the SEC and the CFTC.
这三条建议都只将证交会与期交会的监管职能进行了简单的划分。
But the SEC didn't force VistaPrint to disclose how this revenue affected operating profit.
但SEC并没有强制要求VistaPrint说明这类收入对营运利润有何影响。
Two months ago, the SEC briefly banned money managers from shorting 1, 000 financial stocks.
两个月前,证券交易委员会禁止资金管理人卖空1000种金融股票。
As a result, the SEC claims, Goldman's statement to IKB was false, misleading, and fraudulent.
事实的结果是,根据SEC的控诉,高盛对ikb的阐述是虚假的,误导人的和骗人的。
The SEC, however, operates in a regulatory regime that is much more fragmented than in Europe.
然而,证交委的监管工作比欧洲要零碎得多。
The SEC trading ban may clarify things, because sooner or later the shorts will want their money.
美国证券交易委员会的停牌令可能有助于事情的澄清,因为空头们迟早想拿到自己的钱。
There are also complaints that the single number for total pay required by the SEC is misleading.
人们也抱怨说SEC要求通报的总体薪资的数额会产生误导。
The SEC and official receiver are continuing to try to reclaim what remains of the financier's wealth.
美国证券交易委员会和财产接管人仍在继续努力追回这位金融家的剩余财富。
But in fact, the SEC promoted the very free-market concepts that were widely believed in this country.
但事实上,SEC发扬了自由市场这一概念,而这一概念受到了广泛认同。
They may have a point, though there is speculation that the SEC will apply it only to employees in America.
尽管有推断说SEC将只限这个规则应用于美国境内,但这些公司的说辞也是有一定道理的。
They may have a point, though there is speculation that the SEC will apply it only to employees in America.
尽管有推断说SEC将只限这个规则应用于美国境内,但这些公司的说辞也是有一定道理的。
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