The SEC released the text of those proposals on June 10, 2009.
SEC在2009年6月10日发布了这些提案。
And a notice doesn't mean that the SEC will actually do anything.
该通知也并不意味着美国证交会将采取任何实际行动。
It all started with the SEC Disclosure Requirements in early 2010.
2010年初这一切都按美国证券交易委员会(SEC)披露规定全面启动。
The SEC has filed fraud charges and is launching an investigation.
美国证券交易委员会已经将各种诈骗指控归档,并正开始展开调查。
The company also announced that the SEC has begun an investigation.
该公司同时宣布SEC已经开始对其展开调查。
For more details on the SEC suit, see this blog post on my website.
有关证交会起诉,更多详情请到我的网站看相关博文。
Since the rules were adopted, the SEC says, fails have fallen by 35%.
SEC表示,自从实施了这些法规以来,交易失败的数量已经减少了35%。
Some of those investors were private citizens who depended upon the SEC.
其中某些投资者是依赖于证券交易委员会的个体公民。
Despite being a compromise, the new rule is controversial within the SEC.
尽管是作为一种折衷方案,但是新规则在委员会内部还是争议不断。
An internal investigation at the SEC is expected by the end of September.
预计在9月底之前,证券交易委员会会有一次内部调查。
Keep your eyes on the SEC filings to see who will be buying or selling next.
接下来谁会买进或卖出股票?请密切关注美国证券交易委员会的文件。
On the CICSB CICS region, set the SEC system initalization parameter to YES.
在CICSBCICS区域,将SEC系统初始化参数设定为YES。
Rumours abound that the SEC is trying to target one of the industry's largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
Rumours abound that the SEC is trying to target one of the industry’s largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
In recent years, that view has prompted the SEC to relax some rules on short selling.
近些年来,这样的观点促使SEC放松了针对卖空的某些规定。
Any such settlements would be subject to approval by the SEC and a U.S. District Court.
这些解决方案将提交证券交易委员会和美国地方法院批准。
Lawyers who reviewed the SEC complaint agreed that the products themselves weren't illegal.
看过SEC起诉书的律师也认为,产品本身并没有违法。
But the SEC didn't force VistaPrint to disclose how this revenue affected operating profit.
但SEC并没有强制要求VistaPrint说明这类收入对营运利润有何影响。
Two months ago, the SEC briefly banned money managers from shorting 1, 000 financial stocks.
两个月前,证券交易委员会禁止资金管理人卖空1000种金融股票。
In addition to the divided vote, another unconventional aspect of the SEC suit was surprise.
除在投票上有分歧之外,SEC此次行动的另一个不同寻常之处是它的突然性。
The SEC, however, operates in a regulatory regime that is much more fragmented than in Europe.
然而,证交委的监管工作比欧洲要零碎得多。
The SEC, however, operates in a regulatory regime that is much more fragmented than in Europe.
然而,证交委的监管工作比欧洲要零碎得多。
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