The SEC released the text of those proposals on June 10, 2009.

SEC在2009年6月10日发布了这些提案。

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And a notice doesn't mean that the SEC will actually do anything.

该通知也并不意味着美国证交会将采取任何实际行动。

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It all started with the SEC Disclosure Requirements in early 2010.

2010年初这一切都按美国证券交易委员会(SEC)披露规定全面启动。

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One of the things that came out and was firmly embodied into law with the advent of the SEC.

随着证交会的成立,一些相关的金融规范,被写入了法律条文

耶鲁公开课 - 金融市场课程节选

They were making risky investments but they weren't reporting them properly on the SEC forms, so people didn't know how risky Enron was.

从事风险投资,安然并未按照证交会规定适当披露这些消息,所以大众不知安然面临多大风险

耶鲁公开课 - 金融市场课程节选

There were precursors to this, but the SEC forces the difference between public and private securities and this is a very important distinction.

例如证交会强制界定了,公共券商与私募券商之间的差异,这是非常重要的划分

耶鲁公开课 - 金融市场课程节选

What is the SEC supposed to be doing while all of this is going on?

FORBES: Why Everybody's Jumping On The Accountants These Days

Critics say the SEC has been dragging its feet on tighter rules on short-selling.

FORBES: Curbing Short-Selling Abuse

Lipper gets its numbers from the "Statement of Additional Information" that funds file with the SEC.

FORBES: Hidden Expenses