Goldman Sachs and the SEC 高盛和美国证券交易委员会
The SEC released the text of those proposals on June 10, 2009.
SEC在2009年6月10日发布了这些提案。
And a notice doesn't mean that the SEC will actually do anything.
该通知也并不意味着美国证交会将采取任何实际行动。
It all started with the SEC Disclosure Requirements in early 2010.
2010年初这一切都按美国证券交易委员会(SEC)披露规定全面启动。
One of the things that came out and was firmly embodied into law with the advent of the SEC.
随着证交会的成立,一些相关的金融规范,被写入了法律条文
They were making risky investments but they weren't reporting them properly on the SEC forms, so people didn't know how risky Enron was.
从事风险投资,安然并未按照证交会规定适当披露这些消息,所以大众不知安然面临多大风险
There were precursors to this, but the SEC forces the difference between public and private securities and this is a very important distinction.
例如证交会强制界定了,公共券商与私募券商之间的差异,这是非常重要的划分
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