Then I want to talk in the next lecture about regulation, which means government oversight of financial markets and not just government oversight, there are also the so-called self-regulatory organizations that are created in the financial industry to self regulate.

接下来的一课,会讲到金融监管,政府对金融市场的监管,不仅仅如此,还有金融界为了,监督自身而创设的,我们称为,自我监管的组织

耶鲁公开课 - 金融市场课程节选

The self-regulatory organizations, SROs, are industry organizations that regulate the industry.

ROs,自律监管机构,是业内规范行业行为的组织

耶鲁公开课 - 金融市场课程节选