The stock exchanges and other self-regulatory organizations effectively act as the SEC's beat police.
However, a major sticking point is whether a new self-regulatory body should be backed by law.
It provides an overview of legal protection, self-regulatory guidelines, challenges and case studies relating to the topic.
Such a small fine will fuel suspicion that the self-regulatory body is too close to the industry.
Its self-regulatory body, the Press Complaints Commission, promised a new look at the paparazzi after the princess's death.
How about the proposal to turn all investment advisers over to FINRA, the discredited brokerage industry self-regulatory organization?
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"They are wrong to think that the tough new self-regulatory regime requires a statute, " he told BBC News.
First, the ESRB, which is a non-profit self-regulatory body, independently rates every computer and video game on store shelves.
The most common type of self-regulatory body are press councils and media ombudsmen.
That these took so long to come into the open is an indictment of Wall Street's traditional self-regulatory approach.
Among the few concrete results was the establishment of a new self-regulatory body to upgrade the quality of imams.
But filing a class-action suit was one way of avoiding the self-regulatory route.
The Rule contains a "safe harbor" provision that allows industry groups or others to seek FTC approval of self-regulatory guidelines.
Liberal Democrat deputy leader Simon Hughes noted that the report said legislation was essential to underpin the independent self-regulatory system.
Should a self-regulatory organization be permitted to have the final word on what information about its membership is made public?
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The AWC asserts that Rapley had no prior disciplinary history with the SEC, any self-regulatory organization or any state securities regulator.
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Apparently the SEC is looking the other way as this self-regulatory organization with a history of regulatory violations makes these statements.
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If you are merely arrested, your employer may have far more extensive reporting obligations than those of federal, state, or self-regulatory regulators.
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There are any number of rationale explanations that the self-regulatory organization could have set forth in the AWC to make its case compelling.
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The dispute spawned an industry self-regulatory group that pledged not to link personally identifiable information to Web browsing unless the person opted in.
The self-regulatory body should be composed of lawyers, publishers, journalists, media outlet owners and representatives of civil society engaged in defending media freedom.
Lord Justice Leveson has recommended an independent self-regulatory body for the newspaper industry, backed up by legislation to ensure its independence and effectiveness.
Discussions also focused on the necessary conditions for self-regulation, the relation between self-regulation and defamation, different self-regulatory mechanisms, imposition of sanctions and their viability.
In his report into press standards and ethics last week, Lord Justice Leveson recommended an independent self-regulatory watchdog for the press, backed by legislation.
In 1997 the new Labour government announced reforms to replace what had become an untidy muddle of statutory and self-regulatory bodies with one regulator.
It is now up to the media owners to show they are willing to take up the challenge of creating this new self-regulatory model.
America's government seemed willing to give up its governance role, but planned to pass the reins to an industry self-regulatory group it set up.
In 2002, Mr. Wey, without admitting nor denying wrongdoing, was fined and briefly suspended by the National Association of Securities Dealers, a former self-regulatory organization.
The conference concluded by establishing a steering committee of major stakeholders in Egyptian media to prepare a policy framework document on the proposed self-regulatory body.
The European Commission will contribute 500, 000 Euros to the project promoting the development of professional self-regulatory mechanism, and supporting press freedom and freedom of information.
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