The SEC has filed fraud charges and is launching an investigation.
美国证券交易委员会已经将各种诈骗指控归档，并正开始展开调查。
The SEC and other regulators have to watch for this.
但证交会和其它监管机构监督此举。
The SEC chose this case because it is comparatively stark.
证券委员会（SEC）之所以选择这个案件是因为它已无法继续被隐瞒。
The SEC is now trying to regulate conflicts out of existence.
证券交易委员会试图调节这些已存在的矛盾。
Since the rules were adopted, the SEC says, fails have fallen by 35%.
SEC表示，自从实施了这些法规以来，交易失败的数量已经减少了35％。
And a notice doesn't mean that the SEC will actually do anything.
该通知也并不意味着美国证交会将采取任何实际行动。
It all started with the SEC Disclosure Requirements in early 2010.
2010年初这一切都按美国证券交易委员会(SEC)披露规定全面启动。
The company also announced that the SEC has begun an investigation.
该公司同时宣布SEC已经开始对其展开调查。
For more details on the SEC suit, see this blog post on my website.
有关证交会起诉，更多详情请到我的网站看相关博文。
Some of those investors were private citizens who depended upon the SEC.
其中某些投资者是依赖于证券交易委员会的个体公民。
Despite being a compromise, the new rule is controversial within the SEC.
尽管是作为一种折衷方案，但是新规则在委员会内部还是争议不断。
Keep your eyes on the SEC filings to see who will be buying or selling next.
接下来谁会买进或卖出股票？请密切关注美国证券交易委员会的文件。
Think about the SEC civil fraud charges in the context of this triangulation.
试想一下证交会在这种三边条件下提出的民事欺诈指控。
However, the SEC has not accused Sir David of any wrongdoing in court filings.
不过，在法庭诉讼文件中，美国证交会没有指控李国宝有任何不当行为。
The SEC said at least 20 hedge funds in the U.S. and Europe received the letters.
美国证券交易委员会说，至少有20家美国和欧洲的对冲基金收到了匿名信。
The SEC is asking questions. Industry executives are calling him a ponzi schemer.
证券交易委员会在质询，行业高管们叫他庞式阴谋家。
Rumours abound that the SEC is trying to target one of the industry’s largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
Rumours abound that the SEC is trying to target one of the industry's largest funds.
目前盛传美国证券交易委员会要对目前金融行业最大的基金之一下手。
In recent years, that view has prompted the SEC to relax some rules on short selling.
近些年来，这样的观点促使SEC放松了针对卖空的某些规定。
Lawyers who reviewed the SEC complaint agreed that the products themselves weren't illegal.
看过SEC起诉书的律师也认为，产品本身并没有违法。
Any such settlements would be subject to approval by the SEC and a U.S. District Court.
这些解决方案将提交证券交易委员会和美国地方法院批准。
However, these tests were met for only one of the 19 institutions the SEC has leapt to protect.
然而，这些测试只适用SEC急于保护的19家机构中的一家。
All three proposals maintain the cumbersome supervisory split between the SEC and the CFTC.
这三条建议都只将证交会与期交会的监管职能进行了简单的划分。
In addition to the divided vote, another unconventional aspect of the SEC suit was surprise.
除在投票上有分歧之外，SEC此次行动的另一个不同寻常之处是它的突然性。
In addition to the divided vote, another unconventional aspect of the SEC suit was surprise.
除在投票上有分歧之外，SEC此次行动的另一个不同寻常之处是它的突然性。
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