As long as Banks file these results within 40 days of the quarter's close, they are abiding by SEC rules.
只要银行在财季结束后40天内向SEC提交业绩，就算是遵守了SEC的规定。
Since this was done in a financial conference call, SEC rules applying, you can be pretty sure ATI is serious about this.
因为这是在一个金融会议的呼吁，美国证券交易委员会适用规则，你可以相当肯定ATI正在认真地对待此事。
Here's the background: Once a private company has 500 shareholders, SEC rules require the company to register its private stock and disclose financial results.
背景情况：一旦一家私人公司拥有500名股东，那么根据美国证交会的规定，这家公司必须对它的私募股权进行登记，并且披露其财务业绩。
In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.
他们年复一年地到处游说为自己辩护，尽管如此，根据甫予施行的美国证券交易委员会(SEC)新条例的要求，他们现在须将一切收入公之于众。
In recent years, that view has prompted the SEC to relax some rules on short selling.
近些年来，这样的观点促使SEC放松了针对卖空的某些规定。
The SEC had accused GE of bending “accounting rules beyond breaking point” in order to avoid disappointing results on four occasions in 2002 and 2003.
SEC指控通用于2002年至2003年间为避免出现不利局面曾四次扭曲“会计规则到了违法的地步”。
With the Goldman suit, the SEC enhanced its power and created leverage for its congressional allies just as new international banking rules are under consideration.
就在国际银行新规则酝酿的当口，美国证交会对高盛提起了诉讼，其目的一是加强自己的权力，二是给自己在国会的同盟增加影响力。
The SEC is also considering rules that would prevent trades from occurring unless they fell within a certain range based on the security's current price.
证券交易委员会也在考虑制定措施来阻止交易的进行，除非交易价格于股票现价基础上在有一定范围之内波动。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It would have been down to the Securities and Exchange Commission (SEC) to judge, after the placement's completion, whether it complied with the rules.
股权分置一结束，它就得交由证券交易委员会来仲裁，看它是否符合相关法律规定。
Since the rules were adopted, the SEC says, fails have fallen by 35%.
SEC表示，自从实施了这些法规以来，交易失败的数量已经减少了35％。
'GE bent the accounting rules beyond the breaking point,' SEC Enforcement Director Robert Khuzami said in a statement.
‘GE极度违反了会计准则，’证交会强制执行长罗伯特·库扎米作证说。
The Securities and Exchange Commission (SEC) frets that looser rules will let key derivative traders, such as hedge funds, off the hook.
证券交易委员会（简称证交会）担心太宽松的条款可能会让像对冲基金这样的主要衍生物的交易者漏网。
The SEC will submit these proposed rules to the Federal Registry, which will presumably publish the rules within a week.
SEC会将条例提交给联邦注册处公报，公报预计在一周内会将其正式公布发表。
But the SEC already has rules against this as well-although some argue they could be enforced better.
但是SEC也已经有了应对的法令—尽管有些争论它们能被实施的更好。
Monday's rules: Hedge funds still must disclose their positions to the SEC, but the SEC will not make the trades public until two weeks later.
按照周一新修改的规则，对冲基金仍需要向SEC披露空头头寸，不过SEC会在两周后才将这些交易公诸于世。
The official said they are considering whether to shed more light on the intra-period levels. The SEC is analyzing responses to the letters before formally proposing new rules.
这名官员说，SEC在考虑是否加大对季度内水平的披露力度。SEC正在分析各方反应，然后才会正式提出新规。
Regulation Crowdfunding was created for the people and by the people and it is imperative that the SEC crafts a set of rules that will be understood and adopted by the masses.
众筹监管条例应该服务于人，同时由人创造。证券交易委员会起草的一系列规则应该可以被大众所理解和接受。
Andit is only now, after considerable delay, that the SEC has published its proposed rules.
在延期很长一段时间后，SEC目前公布了起草的新规定。
Then the SEC and NYSE promulgated the rules and the restrictions one after another, which cause deep influences on corporation governance and internal control.
美国证券交易委员会(sec)和纽约证券交易所(NYSE)随后制定的规则和管制，对于上市公司的公司治理、内部控制产生了重大的影响。
In 2012, the U. s. Securities and Exchange Commission (SEC) adopted the final rules to implement the reporting and disclosure requirements concerning Conflict Minerals.
2012年，美国证券交易委员会(SEC)采用了最终规则，规定了如何填写冲突矿产报告、揭示与冲突矿产相关的要求。
The SEC had accused GE of bending "accounting rules beyond breaking point" in order to avoid disappointing results on four occasions in 2002 and 2003.
SEC指控通用于2002年至2003年间为避免出现不利局面曾四次扭曲“会计规则到了违法的地步”。
The SEC then enforces these rules by prosecuting those who violate its regulations through disciplinary actions against broker-dealers or through stop order proceedings against corporate issuers.
然后，该委员会着手执行规章，也就是惩处那些违反其规定的人，所采取的手段可以是给予经纪人兼交易人纪律处分或对公司发行人提出停止交易令的处置。
Objectives-oriented accounting standard is a new standard mode differs from rules-based standard and pure principles-based standard, which was brought forward by U. S SEC.
目标导向会计准则是美国SEC提出的一种有别于规则基础与纯原则基础的新的准则模式。
Recent steps forward by the SEC to publish the final proposed rules show what can be done if the industry provides comments that will steer the commission's rule making process.
证券交易委员会近期出台最终提案的做法表明了行业评论引导委员会规则进行修正的可能性和方式。
Finally some questions which on the rules and regulations in force aspect, the accounting information system daily operation management aspect as well as the network sec…
最后分别就现行规章制度方面、会计信息系统日常操作管理方面以及网络安全控制方面存在的一些问题提出了一些解决设想及解决方案。
Finally some questions which on the rules and regulations in force aspect, the accounting information system daily operation management aspect as well as the network sec…
最后分别就现行规章制度方面、会计信息系统日常操作管理方面以及网络安全控制方面存在的一些问题提出了一些解决设想及解决方案。
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