• Securities dealing and other relevant businesses approved by the Competent Authority.

    二有价证券之自行买卖其他主管机关核准之相关业务

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  • The Securities and Exchange Commission is looking at whether Goldman Sachs (GS) and other big banks broke bribery laws in dealing with Libya's sovereign wealth fund.

    美国证券交易委员会(Securitiesand Exchange Commission)正在调查高盛(Goldman Sachs)其他银行利比亚主权财富基金交易是否违反了贿赂

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  • Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.

    第三证券发行交易活动必须实行公开、公平、公正原则

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  • This part lays an economics foundation for further discussion on crimes in securities and futures dealing.

    部分内容是进一步探讨证券期货交易犯罪经济学基础

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  • The text focuses on the detriment of the illegally manipulation over the dealing in securities and analyses how to keep it under control to the smallest degree possible through law.

    本文针对现实中操纵证券交易价格违法犯罪行为及其危害剖析发生原因的基础上,探讨了如何法律手段将控制最低限度之内。

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  • If you want to buy or sell securities in the market, you must entrust member company's broker to make the dealing, register for the roll and open a capital account and a securities account.

    如果有人市场买卖证券必须委托会员公司经纪人才能进行交易名册登记,开立资金账户证券交易账户。

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  • Article 1 These Guidelines are formulated to guide securities companies to establish sound information screening wall systems and prevent insider dealing and manage conflicts of interest.

    第一指导证券公司建立健全信息隔离制度防范内幕交易管理利益冲突制定本指引

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  • Breaking the securities laws, the insider dealings have been swarming into securities business. Insider dealing essence, subjective scope, and legal responsibilities are expounded.

    证券发行与交易中不断出现内部人交易问题,当前证券违法违规的重要表现之一。探析内部人交易的行为本质主体范围法律责任

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  • China's accession to WTO has intensified the competition on stock market. The web-based dealing is no doubt a new business form a securities company seeks to make a breakthrough in its business.

    加入WTO以后,国内证券行业竞争进一步加剧网上交易证券公司寻求业务突破一种新的业务形式

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  • Added civil penalties for violations in the law dealing with securities fraud.

    补充民事处罚行为,法律处理证券欺诈行为

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  • Agent: the person who engages in the underwriting, dealing or consigned trading of securities or engaged in internal auditing or accounting.

    业务员从事前条第二项各款有证券承销、自行买卖、受买卖内部稽核主办会计等职务者。

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  • For the securities industry, dealing with large amounts of data is a characteristic of such enterprise applications; therefore, we must take performance into account.

    对于证券行业来说处理数据该类企业应用一个特点因此,更考虑性能的影响。

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  • If you want to buy or sell securities in the market, you must entrust member company's broker to make the dealing, register for the roll and open a capital account and a securities account.

    如果有人市场买卖证券必须委托会员公司经纪人才能进行交易登记注册、开立资金账户证券交易账户。

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  • The improvement of mandatory corporate information disclosure facilitates investors' rights to access information and rights to fair dealing and helps securities market regulation.

    信息公开制度完善有利于实现对投资者知情权公平交易权的保护,有利于证券市场监管

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  • The improvement of mandatory corporate information disclosure facilitates investors' rights to access information and rights to fair dealing and helps securities market regulation.

    信息公开制度完善有利于实现对投资者知情权公平交易权的保护,有利于证券市场监管

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