Securities dealing and other relevant businesses approved by the Competent Authority.

二有价证券之自行买卖及其他经主管机关核准之相关业务。

youdao

The Securities and Exchange Commission is looking at whether Goldman Sachs (GS) and other big banks broke bribery laws in dealing with Libya's sovereign wealth fund.

美国证券交易委员会(Securities and Exchange Commission)正在调查高盛(Goldman Sachs)和其他大银行在与利比亚主权财富基金交易时是否违反了贿赂法。

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Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.

第三条证券的发行、交易活动，必须实行公开、公平、公正的原则。

youdao

At present, a commission set up by Italy's treasury is writing a new law covering securities dealing, markets and corporate governance, which is supposed to come into force in February.

ECONOMIST: Italy��s stock exchange

After the Wall Street crash of 1929, it took four years before Congress passed the Glass-Steagall act, which split commercial banking from securities dealing. (Before the legislation bank deposits were frequently diverted in support of new issues by commercial bankers' investment-banking colleagues.) Other restrictive rules continued to be made until 1940.

ECONOMIST: Investment banks

And courts have often looked askance at broadly using the laws on securities fraud to go after people outside of the business of issuing, underwriting and dealing in securities.

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