Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.
迫使华尔街自律监管机构——美国金融业监管局(FinancialIndustry RegulatoryAuthority，以下简称FINRA)公开账簿和记录。
Starting in early 2009 and repeatedly since then I have stated unequivocally that FINRA Must Open Its Books and Records.
我从2009年初起就多次明确表态，FINRA必须公开账簿和记录。
Due to the risk associated with options, the Financial Industry Regulatory Authority (FINRA) requires that I provide the information requested below.
由于与期权相关的风险，金融行业管理局(FINRA)要求我提供下文规定的资讯。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
“Trillium’s traders obtained advantageous prices that otherwise would not have been available to them on 46, 000 occasions, ” Finra said in a statement Monday.
“通过这种方式，Trillium的交易员获得了原本几乎不可能得到的优势价格。”Finra在周一的一份声明中表示。
So, for example, FINRA, which used to be called the National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.
所以，举例来说，FINRA，曾叫作全国证券交易商协会，是金融行业人的会员组织，并对其成员制定规则。
So, for example, FINRA, which used to be called the National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.
所以，举例来说，FINRA，曾叫作全国证券交易商协会，是金融行业人的会员组织，并对其成员制定规则。
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