Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.

迫使华尔街自律监管机构——美国金融业监管局(Financial Industry Regulatory Authority，以下简称FINRA)公开账簿和记录。

youdao

Starting in early 2009 and repeatedly since then I have stated unequivocally that FINRA Must Open Its Books and Records.

我从2009年初起就多次明确表态，FINRA必须公开账簿和记录。

youdao

Due to the risk associated with options, the Financial Industry Regulatory Authority (FINRA) requires that I provide the information requested below.

由于与期权相关的风险，金融行业管理局(FINRA)要求我提供下文规定的资讯。

youdao

In fact, there's a rule, FINRA, which licenses stockbrokers, tells their people, you must not sell dividends; they're referring to a bad practice that some unscrupulous stockbrokers occasionally do.

事实上有个规定,给证券商颁发牌照的FINRA,规定从业人员说,股利不能做卖点来推销,这里提到了一个不好的现象,某些证券商的无良手段

耶鲁公开课 - 金融市场课程节选

So, for example, FINRA, which used to be called The National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.

比如说FINRA,以前被称为,全美证券商协会,这是金融界的一个会员组织,负责给协会成员,订立制度

耶鲁公开课 - 金融市场课程节选

This is a classic case of FINRA playing what I have often called regulatory hide-and-seek.

FORBES: MetLife Broker Barred After Repaying Customer In Full With Interest

The FINRA Arbitration Panel granted the motion and Ben was never called as a witness.

FORBES: FINRA Arbitrators Hit Oppenheimer With $1 Million Damages

By the way, when will FINRA be going after all those Kentucky Colonels and mail-order ministers?

FORBES: PhD Stockbroker Fined And Suspended For Dubious Degree