It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。
Basically, what it did was it made it feel that people wouldn't get cheated; the SEC was a strong regulator and it really did restore confidence in the financial markets in this country.
证券交易委员会的辛勤付出，使人们感到不会受骗，证券交易委员会是一个强大的监管机构，它也重塑了，这个国家对金融市场的信心。
This is the latest action in a string of SEC investigations into mortgage bond deals that went bust during the financial crisis.
美国证交会近期对金融危机时期出现违约的抵押债券交易所开展了一系列调查，这是其中最新的一次行动。
Recently, the SEC began to require 500 of the largest public companies to begin filing their financial statements using XBRL.
最近，SEC开始要求500家最大的国有公司使用XBRL填充它们的财务报表。
Here's the background: Once a private company has 500 shareholders, SEC rules require the company to register its private stock and disclose financial results.
背景情况：一旦一家私人公司拥有500名股东，那么根据美国证交会的规定，这家公司必须对它的私募股权进行登记，并且披露其财务业绩。
The informant sought to rejoin Mr. Rajaratnam in late 2005 when facing financial difficulties, according to the SEC complaint.
据美国证券交易委员会的起诉书，2005年底这名线人遇到财务困难时，曾试图重新加入拉贾拉特南的公司。
So far nothing has been proven, but the SEC is asking questions about these companies' financial reporting and imposing trading halts until they get clear answers.
到目前为止，一切都未经证实，但美国证券交易委员会已开始对这些公司的财务报告提出质询，在有明确结果前对股票实施了停牌。
Two months ago, the SEC briefly banned money managers from shorting 1, 000 financial stocks.
两个月前，证券交易委员会禁止资金管理人卖空1000种金融股票。
As of December, 2008, the SEC requires the largest companies to file financial statements, particularly annual 10-k and quarterly 10-q financial reports using XBRL.
截至2008年12月，SEC要求大型公司使用XBRL归档财政决算，特别是每年10 - K以及每季度10 - Q的财务报告。
The MARS application provides a complete set of financial documents that are filed with the U. S. Securities and Exchange Commission (SEC).
MARS应用程序提供了将提交给美国证券和交易委员会（SEC）并进行存档的一套完整的财务文档。
And so volunteer accountants designed the SEC filing forms for financial statements, and wrote the official guide for auditing.
因此，美国证券交易委员会的志愿会计师对财务报表进行归档并撰写官方审计指南。
The particulars required to be disclosed in the financial reports for public companies engaging in the transaction of derivative products shall be prescribed by the SEC.
公开发行公司从事衍生性商品交易，其财务报告应行揭露事项由证管会另订之。
Two months ago, the SEC briefly banned money managers from shorting 1,000 financial stocks.
两个月前，证券交易委员会禁止资金管理人卖空1000种金融股票。
Also Friday, the SEC issued a temporary ban on short sales in nearly 800 financial stocks, including those who make markets in the securities.
SEC上周五还颁布了针对近800只金融类股的临时卖空禁令，对象包括那些造市商。
Also Friday, the SEC issued a temporary ban on short sales in nearly 800 financial stocks, including those who make markets in the securities.
SEC上周五还颁布了针对近800只金融类股的临时卖空禁令，对象包括那些造市商。
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