无纸化证券具有三个基本要素:证券登记、账户存管和电子信息;蕴含着一个以证券账户为载体的新的证券权利结构。
Dematerialised securities have three basic elements: registration, depository account and electronic information, containing a new right structure taking securities account as carrier.
他说,我预计私营部门将会进场,但他指出,由于第一留置权人权利不明,目前投资者有些不愿意购买抵押贷款证券。
'I hope the private sector will come in,' he said, but noted that there is currently a reluctance to buy mortgage securities because of the uncertainty around rights as a first-lien holder.
保尔森对冲基金公司并未受到指控。高盛发表声明声称作为第三方担保人,ACA对于CDO所构成证券的选择上享有唯一的权利。
Paulson &Co has not been charged; the firm issued a statement saying that ACA, as the third-party collateral manager, had sole authority over the selection of securities in the CDO.
因此,欺诈行为发生之后如何合理补偿投资者的损失从而保护投资者的合法权利也成为证券领域中一个重要的课题。
Therefore, how to compensate for the investors' damages caused by the securities frauds in order to protect their legal rights turns into an important task in the field of securities.
期权(择权)给买者以权利、没有义务以一定价格购买或出售一定数量的有价证券等的合同。
Option a contract giving the buyer the right, but not the obligation to buy or sell a specified amount of a security, etc. at a specified price.
第35条证券交易所依本法及本规则之规定取得之业务许可,不得以任何方式作为权利之标的。
Article 35 the business permits obtained by the stock exchange in accordance with the Law and these Regulations shall not be the object of any rights in any way.
指在证券或期权的到期日之前便行使权利。例如美式期权,该期权可在到期日前任何一天履行合约。
It refers to exercise the right of securities and options before the maturity date. For example, American option can be exercised at any time before maturity date.
票据是流通证券,其流通是通过票据权利的转让实现的。
As negotiable securities, bills can be current by transferring rights.
第一百三十五条证券公司依法享有自主经营的权利,其合法经营不受干涉。
Article 135 securities firms shall have the lawful right to operate independently, and their lawful operations shall be subjected to no interference.
请注意,中信证券股份有限公司在法律允许的范围内,保留对其系统所收到或发出的电邮或其他电子信息予以监控及保存的权利。
Please note that CITIC Securities co., Ltd. reserves the right to monitor and record email or other electronic messages to and from its systems as permitted by applicable law.
第一百三十八条证券公司依法享有自主经营的权利,其合法经营不受干涉。
Article 138 a securities company enjoys the right of business autonomy under the law and its legitimate business operation shall be subject to no interference.
期权(选择权)给买者以权利、但没有义务以一定价格购买或出售一定数量的有价证券等的合同。
OptionA contract giving the buyer the right, but not the obligation to buy or sell a specified amount of a security, etc. at a specified price.
动产、有价证券及权利有关确定权属之程序,由管理机关办理之。
Administration authorities shall handle relevant procedures of identifying ownership for personal property, securities and rights.
在这一部分,笔者在讨论权利质权的概念、性质和与动产质权相关联的基础上,从标的、性质两方面对有价证券质权进行了界定。
In this part, I have defined pledge of securities from target and nature the two aspects on the basis of discussing concept, nature of pledge of rights and its relation to pledge of movable property.
指赋予期权买方或持有人在指定时间按商定的价格卖出某些证券或资产的权利,但并不是义务。
It is an option which gives the buyer or the holder the right but not the obligation to sell securities or assets at an agreed price within a specified time.
第二十一条证券公司应当建立违规举报制度,保障每一位工作人员都能够正常行使举报违法违规行为的权利。
Article 21 Securites companies shall establish report system for violation and ensure every employee enjoys normal right of reporting law and regulation violation behavior.
一般债权质权为权利质权的一种,是以非证券化的债权为标的的质权。
The ordinary pledge of obligation, which is a type of pledge of rights, belongs to a mortgage with creditors rights of non-securities as its subject.
这也是解决提单等物权凭证可能造成的凭证和货物相分离之法律困境的方法,同时也是权利证券化的一种现实要求。
This is not only the solution to the legal dilemma caused by the separation of documents and goods under B/L or other documents of title, but also meets the realistic need of right-securitization.
净值个人房地产或证券产权价值;地产或企业在扣除所有权利主张和留置权后的市值。
The value of a person's ownership in real property or securities; the market value of a property or business, less all claims and liens against it.
而两大类又分为自然力、自然人、有价证券、智力成果、权利等,这些又将进一步细分进行阐述和归纳。
While the two categories is divided into ACTS of God, natural persons, securities, intellectual achievement, rights, and will be further subdivided to explain and summarize.
在有价证券之外的其他证券上也可成立留置权,只是可行使权利内容不同。
And lien can be set up on securities, but the lien function exercises differently.
通常而言,可转换债券持有人拥有两项主要的权利:一是作为固定收益证券,在可转换债券存续期内获得固定的现金流收入;
The holders of convertible bonds have two major rights: firstly, they can receive a fixed cash flow during the term of conversion in that convertible bonds belong to the fixed income bonds;
通常而言,可转换债券持有人拥有两项主要的权利:一是作为固定收益证券,在可转换债券存续期内获得固定的现金流收入;
The holders of convertible bonds have two major rights: firstly, they can receive a fixed cash flow during the term of conversion in that convertible bonds belong to the fixed income bonds;
应用推荐