证券权利有广义和狭义之分。广义的证券权利是指证券法律主体依法对证券或者以证券为原因所享有的民事权利的总称,狭义的证券权利是指证券持有人依法对证券或者以证券为原因所享有的民事权利。两者区别的关键是主体范围不同,证券法律关系的主体包括证券发行人、证券持有人、符合条件的打算购买证券的人、证券市场的中介人和服务者,除了证券持有人对证券的基本权利之外,打算购买证券的人也享有对证券的买入权,证券承销人对证券具有承销权,还有服务者也享有相关的民事权利。
...一商法典》修改了有关内容,吸取了两种传统的权利分类的优点,形成了一种新的财产权利范畴——“证券权利(Security entitlement)”。美国《国库券储备自动登记规则》(Treasury/Reserve Automated Debt Entry System Regulations)也规定了类似的权利。
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Analysis the realationship between securities registration and securities rights,pointing out that the securities registration is the promulgated efficient factor of change of the registration rights.
通过对证券登记和证券权利变动关系进行法律分析,指出证券登记是证券权利变动的公示生效要件。
参考来源 - 无纸化证券交易法律问题研究·2,447,543篇论文数据,部分数据来源于NoteExpress
无纸化证券具有三个基本要素:证券登记、账户存管和电子信息;蕴含着一个以证券账户为载体的新的证券权利结构。
Dematerialised securities have three basic elements: registration, depository account and electronic information, containing a new right structure taking securities account as carrier.
他说,我预计私营部门将会进场,但他指出,由于第一留置权人权利不明,目前投资者有些不愿意购买抵押贷款证券。
'I hope the private sector will come in,' he said, but noted that there is currently a reluctance to buy mortgage securities because of the uncertainty around rights as a first-lien holder.
保尔森对冲基金公司并未受到指控。 高盛发表声明声称作为第三方担保人,ACA对于CDO所构成证券的选择上享有唯一的权利。
Paulson &Co has not been charged; the firm issued a statement saying that ACA, as the third-party collateral manager, had sole authority over the selection of securities in the CDO.
They found, not surprisingly, that it tends to--mutual funds have been growing more rapidly in countries that have stronger securities laws and institutions, especially laws that protect individual shareholders rights.
他们发现,那些共同基金发展较迅速的国家,都拥有比较健全的证券法规和完善的证券制度,其中保护个人股东权利的法律尤为完善
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