After paying compensations from its risk fund, the relevant securities registration and settlement organization shall seek compensations from those who are responsible for the losses.
证券登记结算机构以风险基金赔偿后，应当向有关责任人追偿。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Corresponding to the main plate, it possesses its own unique features and therefore, it is necessary to revise relevant items in the Corporation Act and Securities Act.
与主板市场相对应的二板市场具有自己独特的个性，因此，有必要对《公司法》、《证券法》的相关规定进行修改。
The administrative punishment shall be imposed on the violator pursuant to the provisions of the Securities law and relevant laws if the violation does not constitute a crime.
未构成犯罪的，依照《证券法》和有关法律的规定给予行政处罚。
After settling compensation claims with the proceeds of the securities clearing fund, the securities registrar and clearance institution shall seek recovery from the relevant liable persons.
证券登记结算机构以证券结算风险基金赔偿后，应当向有关责任人追偿。
In part five and six, the thesis discussed the design and marketing of pension products based on securities companies and presented relevant design model and countermeasure Suggestions.
五部分和六部分则是在券商主导的机制上，就券商年金产品的设计和营销进行了讨论，提出了相关设计模型和有针对性的建议对策。
The law that relevant Management buy out follow is mainly still the company laws of various countries (district ) and Securities Law , have relevant regulations and rules in our country.
有关管理层收购遵循的法律主要还是各国（地区）的公司法和证券法，在我国还有相关的法规和规章。
As to any securities that have been issued but haven't been listed, the relevant decision on approval for issuance shall be revoked.
已经发行尚未上市的，撤销发行核准决定，发行人应当按照发行价并加算银行同期存款利息返还证券持有人；
A securities company that imposes restrictions on the relevant business shall follow the principle of putting clients' interest in the first place and treating clients in a fair manner.
证券公司对相关业务进行限制时应当遵循客户利益优先和公平对待客户的原则。
The securities company's institution that makes decisions on the relevant business shall implement the withdrawal system and prevent the conflict of interest that may occur.
证券公司有关业务的决策机构应当实行回避制度防范可能产生的利益冲突。
The pledges of securities involved in the pledge-style bond repurchase, settlement collateral and other businesses shall be handled according to the relevant business rules of CSDCC.
债券质押式回购、交收担保品业务等涉及的证券质押按本公司相关业务规定办理。
Interest rates, exchange rates, premium rates, securities and futures prices shall be governed by the provisions of the relevant laws and administrative rules and regulations, other than this law.
利率、汇率、保险费率、证券及期货价格，适用有关法律、行政法规的规定，不适用本法。
A securities registrar and clearance institution shall, in accordance with relevant regulations, open a securities account for the investor in the investor's own name.
证券登记结算机构应当按照规定以投资者本人的名义为投资者开立证券账户。
We have carefully read the relevant terms in the Guosen Securities Tower Design Commission Contract.
我方已认真研究了贵公司《国信证券大厦工程设计委托合同》中的相关条款。
Securities commission agency, brokerage, agency, and other relevant businesses approved by the Competent Authority.
三有价证券买卖之行纪、居间、代理及其他经主管机关核准之相关业务。
Securities dealing and other relevant businesses approved by the Competent Authority.
二有价证券之自行买卖及其他经主管机关核准之相关业务。
An issuer may not issue any securities before an announcement of the relevant financial documents of public issuance.
发行人不得在公告公开发行募集文件前发行证券。
Efficient market means that the price of the securities in the securities market is a reflection of the relevant information.
证券市场的有效性是指证券市场上的价格在多大程度上、以什么样的速度反映了市场的相关信息。
Administration authorities shall handle relevant procedures of identifying ownership for personal property, securities and rights.
动产、有价证券及权利有关确定权属之程序，由管理机关办理之。
In addition to these rules, listed commercial Banks should also conform to relevant information disclosure rules published by regulatory body of the securities industry.
上市商业银行除应遵守本办法规定披露信息外，还应遵守证券监督管理机关有关信息披露的规定。
The defaulting securities firm may not refuse or raise any objection to the price for or manner in which the GTSM coordinates disposal of the relevant money or bonds.
违约证券商对本中心协调处理相关款项、债券之价格及方式不得拒绝或提出异议。
Where holdings of derivatives are disclosed, the number of reference securities to which they relate (when relevant), the maturity date and the reference price must be given.
当披露衍生工具的持有量时，必须提供与衍生工具有关的参照证券(如有关的话)的数目、到期日及参考价。
Article 78 State functionaries and employees and the relevant persons of the media are prohibited from fabricating or disseminating false information so as to disrupt the securities markets.
第七十八条禁止国家工作人员、传播媒介从业人员和有关人员编造、传播虚假信息，扰乱证券市场。
Upon completion of the transactions, the securities company shall produce the confirmation reports of transactions in accordance with relevant rules and deliver the same to the clients.
买卖成交后，应当按照规定制作买卖成交报告单交付客户。
Upon completion of the transactions, the securities company shall produce the confirmation reports of transactions in accordance with relevant rules and deliver the same to the clients.
买卖成交后，应当按照规定制作买卖成交报告单交付客户。
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