...时间进行; “有联系者” (associate) 指该条例第237(1)及277(1)条所界定的 “有联系 者”; “有关证券” (relevant securities) 指股本证券及债务证券; “佣金” (commission) 指任何形式的佣金,包括在与受规管活动有关连 的情况下所提供或给予的任何种类的...
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After paying compensations from its risk fund, the relevant securities registration and settlement organization shall seek compensations from those who are responsible for the losses.
证券登记结算机构以风险基金赔偿后,应当向有关责任人追偿。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Corresponding to the main plate, it possesses its own unique features and therefore, it is necessary to revise relevant items in the Corporation Act and Securities Act.
与主板市场相对应的二板市场具有自己独特的个性,因此,有必要对《公司法》、《证券法》的相关规定进行修改。
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