Whether or not the client is getting gouged with commissions is not important.
On January 4, 2011, when he did not reach the client by telephone, he also submitted the trade ticket with the intent to cancel it if the client had not returned his call by the close of business because he did not have discretionary authority for the account.
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But I do not want my client answering questions not understanding exactly what these folks are talking about.
They suggested that Linda Sohus, not their client, killed her husband, but no evidence was provided to prove that theory.
Jay Johnson, president of Coastline Travel Advisors in Garden Grove, California, said not one client has called with concerns about 787 safety issues.
You begin making decisions differently about the person, not the client.
Not aligning client and agency interests and priorities is another mistake.
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That of course could in this circumstance simply imply that they were not trading client funds, and that is a valid distinction, but I think the point being made was somewhat more significant than that.
About a year and a half ago, Green warned a client not to buy a second condominium in Florida until the client could sell her existing one.
At an absolute minimum, ask them to clearly disclose to you verbally at the time they give you advice (not buried in a client agreement) when they are not acting as a fiduciary.
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This strategy has not added value to client accounts in the past and will not add value in the future.
Lederman has advised his client not to make any statements until he is sentenced.
When I was at this point I was not into doing client work anymore.
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It is not always the client that is the driver of potentially poor and uninformed emotional choices.
Fuhrman's attorney told the court he had advised his client not to answer any questions in the case after.
Cohen says his client is not facing mandatory jail time and that he plans on challenging his client's high bail.
The slides are available for download here (Free for download after Gartner registration if you are not a Gartner client).
That would apply to owning hedge funds, owning private equity funds, and proprietary trading that is not for any client-related business.
Even if you are not in a client-facing role, you always have stakeholders, and you might assume you know what they want.
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Geele's defence lawyer, Niels Strauss, had asked for, at most, a suspended six-year sentence and for his client not to be deported.
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Dalla Vedova said he did not expect his client to leave Seattle for Italy "for many reasons, " although she is free to travel.
Such stealth discrimination is hard to prove: buyers' agents can always say they ignored a listing because it did not meet their client's needs.
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"We've asked the court to implement a procedure for all consumers, not just our client, to recover their data, " the EFF told technology news site Ars Technica.
In support of this contention, Mr Starr cited Nix v Whiteside, a 1986 Supreme Court ruling that a defence lawyer should not assist a client in committing perjury.
We also tell them how important it is that we stay in constant contact and to stress this, we often tell them we will not bill for client-attorney communications.
"Bank secrecy laws and practices are serving as a cloak, not only for client misconduct, but also for misconduct by banks colluding with clients to evade taxes, dodge creditors and defy court orders, " says the report by the Senate Permanent Subcommittee on Investigations.
And then when you add on top of that that we have seen in microcosm as they come out of this rescue the American taxpayer-provided safety net support, and you've seen these -- some of these financial institutions get -- using the cheap money they can get because of that safety net to do proprietary trading for their own profits, not for any client.
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