美国对证券发行的管理主要是通过证券发行注册制度实现的。
The Americanmanagement of securities issue is fulfilled mainly by its registration system.
许多欧洲银行在繁荣期通过证券化实现了贷款的迅速扩张(见表7)。
Many European Banks used securitisation to fund the expansion of their loan books in the boom (see chart 7).
诺森洛克通过证券工具向投资者发行较长期票据,从而在这个特殊的季度,银行并没有面对大规模兑现的威胁。
Northern Rock's securitisation vehicle issued relatively long-term notes to investors, so it did not face the threat of massive redemptions from this particular quarter.
You could not sell a security without giving a prospectus to the potential buyers and the prospectus would be something approved by the SEC.
没有招股说明书就不可以,出售证券给潜在买家,而且招股书需要通过证交会审核
Public securities are securities that the SEC will accept as suitable for the general public and private securities are securities that have not been vetted by the SEC for the general public.
公共券商是指那些经证交会审核通过,适于面向大众经营证券买卖的证券公司,而私募券商是指那些未经,证交会审查,面向大众的证券公司
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