证券欺诈是指证券经营机构、证券登记、清算机构及证券发行人或者发行代理人等在证券发行、交易及其相关活动中诱骗投资者买卖证券以及其他违背客户真实意愿、损害客户利益的行为。
doc 关键词:证券欺诈;涉外诉讼管辖;私人民事诉讼;美国证券法 [gap=797]Key words: Securities Fraud; Extraterritorial Jurisdiction; Private Lawsuit; U.S.
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证券诈欺 Securities Fraud
Part six inquire into the international practice of supervising the on-line securities fraud.
第六部分探讨了对网上证券欺诈进行国际监管的实践。
参考来源 - 论网上证券交易法律监管Civil liability of security fraud became tbe hottest issue of our security market in 2001.
证券欺诈的民事责任成为2001年我国证券市场热点之一。
参考来源 - 论证券交易中操纵市场的民事责任It then elaborates that in case of stock fraud, who may be the plaintiff and who may become the defendant, and the positions of each party.
接着论述在发生证券欺诈时哪些人可以作为原告,哪些人可能成为被告,以及原被告双方各自的主张。
参考来源 - 证券集团诉讼制度比较研究Regarding to many security defrauds in China, both theorists and practitioners pay much attention on settling the compensation problem by using class action.
为此,当我国出现大量的证券欺诈行为时,无论是理论界还是实务界对运用集团诉讼模式来解决证券欺诈民事赔偿问题都给予了高度重视。
参考来源 - 我国证券民事纠纷诉讼解决机制研究To crackdown on securities fraud, almost every country has set up particular institutions and offered stronger legal support.
因此,尽快从制度上完善对证券欺诈的监管,对我国证券市场的良性发展有重大意义。
参考来源 - 对我国证券欺诈行为及其监管的研究·2,447,543篇论文数据,部分数据来源于NoteExpress
美国检察官已经扩大了一个证券欺诈案的调查范围。
U.S. prosecutors have widened a securities-fraud investigation.
Alexander在美国受到证券欺诈、洗钱及合谋指控。
Mr. Alexander faces charges in the United States of securities fraud, money laundering and conspiracy.
当他七月被判刑时,他被判证券欺诈和同谋罪等14项罪状,面临多年徒刑。
He was convicted on 14 counts of securities fraud and conspiracy, and faces many years in prison when he is sentenced in July.
So, he was going after himself, finding out all the companies that were backdating options, trying to beat the SEC and the regulatory authorities to the conclusion.
所以他自己一路研究下去,找出了所有用倒签期权欺诈的公司,然后试图用这个结论,与证券交易委员会和监管机构抗衡
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