The firm cited an “error in presentation” in previous filings as the reason for the change in the latest submission.

该公司将此前文件中“错误描述”的原因归结为新提交报表发生改变。

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The firm, called Facetbase, said it was a case of human error.

这个名为Facetbase的公司则声称，整个事件都是人为的失误。

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Where there is an information change or data error of material significance, the securities firm shall promptly notify the customer and handle the matter appropriately.

对于重大资讯变动或资料内容错误等情形应及时通知客户并为适当之处理。

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Claimants withdrew their claims against Respondent LPL because that firm had been named in error.

FORBES: Se Habla Espanol and No Finding of Misconduct in Chase / LPL Arbitration

Getco already owns 23.8% of Knight shares which it bought this summer as part of a group effort to save the brokerage firm after a costly trading error.

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For an error at a private firm arising out of market complexities or slight miscalculations there will be criminal prosecutions and penalties.

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