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Claimants withdrew their claims against Respondent LPL because that firm had been named in error.
FORBES: Se Habla Espanol and No Finding of Misconduct in Chase / LPL Arbitration
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Getco already owns 23.8% of Knight shares which it bought this summer as part of a group effort to save the brokerage firm after a costly trading error.
FORBES: Bids For Knight Capital Heat Up As Virtu Makes An All-Cash Offer
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For an error at a private firm arising out of market complexities or slight miscalculations there will be criminal prosecutions and penalties.
FORBES: How Deficit Spending Works to Defeat a Liquidity Trap
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Rather, it means that the inspection staff has determined that, because of an identified error or omission, the firm failed to fulfill its fundamental responsibility in the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement.
FORBES: Auditor Rotation Proposal Just More Spin
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In June, a programming error at Internet-based storage firm Dropbox Inc. temporarily allowed any password to be used to access any user account on its website, though Dropbox says fewer than 100 accounts were affected.
WSJ: What's a Company's Biggest Security Risk? You.
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Large national or international actuarial firms argue that when plan sponsors hire smaller actuarial and investment consulting firms, they are effectively agreeing to a limitation of liability because a significant error by a smaller, thinly capitalized firm would result in its demise.
FORBES: Actuarial Limitations of Liability? (LOL) Laugh Out Loud! (December 1, 2002 )
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"With enzyme replacement, it's a single defect, and you correct that error, " says Joon Yun , partner at money management firm Palo Alto Investors, which has owned BioMarin stock for several years.
FORBES
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"Moving to Phoenix without a stadium deal in place was a fundamental error that should never have happened, " says Marc Ganis, president of SportsCorp, a Chicago consulting firm.
FORBES: Lifting a Loser