第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
一些观察员宣称存在一个利益冲突,证券发行者贿赂了估价的机构人员。
Some observers say there is a conflict of interest, as the issuers of securities pay the agencies to rate them.
红杉信托请惠誉国际与穆迪这两大信用评级机构为这次证券发行评级,但是红杉对穆迪的评估采取了“雪藏”,因为它不认同穆迪对发行可能产生风险的评估。
Redwood asked both Fitch and Moody's to provide ratings for the issue, but canned Moody's because it disagreed with the agency's assessment of the risks involved in the issue.
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