第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
一些观察员宣称存在一个利益冲突，证券发行者贿赂了估价的机构人员。
Some observers say there is a conflict of interest, as the issuers of securities pay the agencies to rate them.
红杉信托请惠誉国际与穆迪这两大信用评级机构为这次证券发行评级，但是红杉对穆迪的评估采取了“雪藏”，因为它不认同穆迪对发行可能产生风险的评估。
Redwood asked both Fitch and Moody's to provide ratings for the issue, but canned Moody's because it disagreed with the agency's assessment of the risks involved in the issue.
ETN是证券债券，由指数制定者或银行发行，可以在市场上进行交易。ETV和它类似，但发行者是特殊目的机构。
An ETN is a debt security issued by an index provider or a bank and traded on the market; an ETV is similar, but the debt issuer is a special-purpose vehicle.
但如果门槛过低，证券的发行者将涌向最宽松的评级机构。
If barriers are too low, however, issuers will go rating-shopping to the laxest rater.
按揭证券公司发行的债务证券极受金融机构、机构投资者和散户投资者欢迎。
The HKMC debt securities were well received by financial institutions, institutional investors and retail investors.
对信用评级流程抨击的一个关键点是必须由发行人付费给信用评级机构请其为自己的有价证券进行评级。
A key criticism is that the issuers themselves must pay the credit ratings agencies to rate their securities.
大评级机构的主顾是证券发行机构，而不是投资者。
他跟Fed当天所公布的特定机构将买下新近发行的价值2000亿美元、并拥有头等评级的资产支持证券。
The facility he and the Fed unveiled that day will buy up to $200 billion of newly issued, top-rated asset-backed securities.
最近全球债券市场上私营公司发行债券的势头趋于看涨，这是因为银行和公司借款者(corporate borrowers)之间产生“脱媒现象”(disintermediation)或者叫“逆中介化现象”(即指资金需要者采取发行证券而不是采取向金融机构借款的方式筹措资金)。
The markets are seeing a rising trend of securities being issued by private companies, a result of the disintermediation between the banks and corporate borrowers.
银行与信托、证券公司以及基金管理公司等非银行机构合作发行理财产品。
Banks create WMPs in partnership with nonbank institutions like trusts, securities companies, and fund management companies.
她更喜欢M3，囊括更加广泛指标的测量方法，包括了非银行金融机构的存款以及金融机构发行的有价证券。
She prefers M3, a broader measure, which includes deposits in non-bank financial institutions and securities issued by financial institutions.
寿司债券日本发行人发行的欧洲债券，这类债券不计入日本机构持有国外证券的最高限额。
Sushi Bond A Eurobond that is issued by a Japanese issuer and does not count against a Japanese institution's limits on the holdings of foreign securities.
欧洲和美国的监管机构也可能迫使这些证券创设者持有发行资产价值5%的比例。
Regulators in Europe and America may also oblige the creators of these securities to hold on to 5% of the value of the assets they distribute to others.
公司向社会公开发行新股，应当由依法设立的证券经营机构承销，签订承销协议。
A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.
第三条资产支持证券由特定目的信托受托机构发行，代表特定目的信托的信托受益权份额。
Article 3 the asset-backed securities shall be issued by the special purpose trustee institution, representing the shares of beneficial rights under the special purpose trust.
第一百六十条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 160 a securities registrar and clearance institution shall furnish the issuers of securities with the register of securities holders and related materials.
股票发行市场由发行人、投资者、中介机构和证券管理机构组成，其主要的建设内容是如何完善股票发行方式和确定股票发行价格。
A securities offering market is made up of issuer, investor, broker and regulatory institution, and its major role is how to perfect securities offering formula and how to ascertain issuing price.
一个真正的投行不是一个储蓄机构，当然一个真正的投行也不是证券公司-，或者发行公司。
A pure investment bank is not a depository institution and it's also — a pure investment bank is not a broker - dealer either.
国外学者们已经研究多年并已经形成了一套完整的体系，但资产证券化发行机构和它们的投资者还没有积累起在不同经济背景下应对风险的经验。
The foreign scholars have researched the projected for many years and formed an integrated system, but they have not experience to cope with the risk in different economics background.
投资银行是能够充当想要发行有价证券或股票的公司代理人或担保人的机构。
An investment bank is an institution that can act as an agent or underwriter for companies that wish to issue securities or equity.
第三条资产支持证券由特定目的信托受托机构发行，代表特定目的信托的信托受益权份额。
Article 3 the asset-backed securities shall be issued a the trustee of a special purpose trust, representing the beneficiary shares of the special purpose trust.
该公司发行的债务证券极受金融机构以至机构和个人投资者欢迎。
The HKMC debt securities were well received by financial institutions, as well as institutional and retail investors.
为证券承销机构和上市公司发行、上市股票、债券提供可靠的法律咨询意见和必备的法律文件；
Providing reliable legal advice and necessary legal documents of issuing listed company shares and securities for the securities underwriters and listed companies;
二级市场：交易原物主或原发行机构曾在初级市场出售的商品或证券的市场。
Secondary market: the market where something is traded after having initially been sold (on the primary market) by the original owner or issuer.
二级市场：交易原物主或原发行机构曾在初级市场出售的商品或证券的市场。
Secondary market: the market where something is traded after having initially been sold (on the primary market) by the original owner or issuer.
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