... securities 证券 securities adviser 证券顾问 securities and futures industry 证券期货业 ...
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这是一个帮助财务顾问和客户保持联络的社交网络服务,但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
我在美林证券里任分析师及最近在Rose Park担任顾问时,工作中最令人紧张的部分当属于与投资者会面了。
One of the most stressful parts of my job as an analyst at Merrill Lynch, and now at Rose Park Advisors, is to meet with investors.
35亿的成本花费中最大的一部分将流向顾问,律师,会计师和23家银行,用于证券包售和公司上市。
The lion's share of the $435m in costs will go to advisers, lawyers, accountants and the 23 banks underwriting and selling the listing.
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