财务经理可以找到以实物资产为基础的期权——实物期权,和以公司发行的证券为基础的期权。
Financial managers find options lurking in real assets-that is, real options-and in the securities the firms may issue.
理论上,这样使得担保人的利益和公司发行证券的利益联系起来。
In theory this would align the interests of underwriters with the companies on whose behalf they issue securities.
美国证券交易委员会发行了规定,这迫使公司一旦通过这道门槛就必须上市。
US securities exchange commission rules oblige companies to make a listing once they passed this threshold.
A pure investment bank is not a depository institution and it's also--a pure investment bank is not a broker- dealer either.
一个真正的投行不是一个储蓄机构,当然一个真正的投行也不是证券公司-,或者发行公司。
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