美国金融业监管局。成立于2007年,美国金融业监管局(FINRA)由美国证券交易商协会(NASD 美国当时最有影响的证券业自律组织)和纽约证券交易所监管局(NYSERegulation, Inc.),合并发起成立。
通过请求豁免,美国金融业监管局有效地挡住了约翰逊及其他人要求提高透明度的呼声。
FINRA conveniently and effectively utilizes a plea of immunity to obviate the call for transparency by Johnson and others.
迫使华尔街自律监管机构——美国金融业监管局(Financial Industry Regulatory Authority,以下简称FINRA)公开账簿和记录。
Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.
有100多名投资者寻求通过美国金融业监管局(Financial Industry Regulatory Authority)的仲裁解决与布伦·斯坦的纠纷,布伦·斯坦还面临着一起集体诉讼。
He faces more than 100 pending investor arbitrations through the Financial Industry Regulatory Authority, as well as a class-action lawsuit.
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