第40条证券商向公众传播有关证券资料时,应检送二份予以本公司备查。
Article 40 Where any securities firm broadcasts to the public information related to securities, two copies of such broadcast shall be sent to this Corporation for its recordation.
他们的匆忙离去显然是因为一份与证券交易委员会有关的法庭指令,声称公司涉嫌诈骗而要被冻结资产。
The abrupt departure was apparently precipitated by a Securities and Exchange Commission court order freezing the firm's assets because of allegations of fraud.
最近法院驳回了美洲银行与证券交易管理委员会达成的有关其涉嫌未披露美林银行奖金问题的协议。
A settlement between BofA and the Securities and Exchange Commission over the bank's alleged failure to disclose bonuses at Merrill was recently rejected by a judge.
In these books he talked about his moral commitment to honest rating of securities.
在那些书中,他谈到了有关,诚信进行证券评级的道德信念
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