业务员:从事前条第二项各款有价证券承销、自行买卖、受讬买卖、内部稽核或主办会计等职务者。
Agent: the person who engages in the underwriting, dealing or consigned trading of securities or engaged in internal auditing or accounting.
一办理受讬买卖有价证券业务之人员。
The person who engages in the consigned trading of securities;
证券经纪商依本办法担任境外基金总代理人,得与投资人签订受讬买卖外国有价证券契约为之。
A securities broker acting as a master agent under these Regulations may sign brokerage agreements for investment in foreign securities with its investors.
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