组合证券 Synthetic securities ; stapled security
组合证券管理 portfolio management
联合证券 United Securities ; lianhe securities
混合证券 Hybrid Security ; Hybrid securities ; compound portfolio ; Hybrid d security
组合证券投资选择 portfolio selection
华泰联合证券 Huatai United Securities ; Huatai Securities ; Hua Thai joint securities
统一综合证券 President Securities
摩根士丹利联合证券 Mitsubishi UFJ Morgan Stanley Securities
复合证券 Complex Securities
富邦综合证券 Fubon Securities
证券公司的章程应当对合规总监的地位、职责、任免条件和程序等作出规定。
Rule of Securites companies shall prescribe on position, role and responsibility, appointment and removal condition, procedure and so on.
本年9月，外国投资者从证券市场撤回了1.3万亿韩元（合11亿美元），致使韩元贬值10%。
This September, foreigners withdrew over 1.3 trillion won ($1.1 billion) from the stock market and the currency slumped 10%.
对于证券公司的违法违规行为，合规总监已经按照规定履行制止和报告职责的，免除责任。
For violation of law and regulation by securites companies, if the compliance director has stopped and reported based on the prescription, legal responsibility will be exempted.
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