Some of the initial barriers that we were getting hung up on with the internal audit and compliance representatives could then be broken down.

某些我们最初在内部审计和依从代表方面所遇到的障碍都将迎刃而解。

youdao

Under usual practice, suspicious trading activity is reported to in-house compliance units, who investigate and decide whether to pass reports up to global compliance officers.

通常情况下，可疑交易活动将首先呈报内部合规部门，这些部门进行调查，决定是否将其上报给全球合规负责人。

youdao

Having data housed elsewhere may also bring up security and compliance issues with some types of information and legal issues with others.

把数据保存在别的地方，一些类型的信息可能会面临安全或者服从法律的问题，机构之间也有可能会出现法律的纷争。

youdao

Should the USGA finalize the ban, the Tour might go along, perhaps even moving up compliance to the start of next season to put the distraction behind it.

WSJ: Golf Journal: Why the Anchor-Putt Debate Is Back

Many Wall Street firms, besieged by cutbacks almost everywhere else, are beefing up their compliance departments and raiding one another for top talent.

FORBES: Magazine Article

Top Tier is staffing up on compliance because of increasing regulation and interest in private equity both in the U.S. and in Europe, says David York, CEO of Top Tier.

FORBES: Top Tier Capital Names Sean Warren Chief Compliance Officer