Morgan Stanley closed most of its prop trading units after experiencing heavy losses as a result of the mortgage meltdown in 2008.
2008年抵押贷款危机导致严重亏损后,摩根·士丹利关闭了大部分自营交易业务部门。
Markets are wondering how the rule would affect groups such as Goldman Sachs and JPMorgan Chase, which have proprietary trading desks and private equity units.
市场正在琢磨,这项规则将给高盛和摩根大通等拥有自营交易和私人股本业务的机构带来何种影响。
Under usual practice, suspicious trading activity is reported to in-house compliance units, who investigate and decide whether to pass reports up to global compliance officers.
通常情况下,可疑交易活动将首先呈报内部合规部门,这些部门进行调查,决定是否将其上报给全球合规负责人。
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