Misappropriation of clients' transaction settlement funds is strictly prohibited.

严禁挪用客户交易结算资金。

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Use of customers' transaction settlement funds for other purposes is strictly prohibited.

严禁挪用客户交易结算资金。

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The trading settlement funds or securities of its client may not be defined as its insolvent assets or liquidation assets.

非因客户本身的债务或者法律规定的其他情形，不得查封、冻结、 扣划或者强制执行客户的交易结算资金和证券。

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Female brokers who worked at Smith Barney starting in 2003 are eligible for settlement funds, the court filing says.

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Collectively, insurers are the largest possible source of settlement funds.

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In violation of basic legal principles, settlement funds are to be distributed in small portions to all who had the potential to be harmed, not in proportion to actual damages.

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