Sound legal rules in company laws and securities regulations are a first step towards effective corporate governance.

健全的公司法和证券法是向有效的公司治理迈出的第一步。

youdao

Both the SEC and several State Attorney Generals intend to actively prosecute firms that test the limits of securities regulations.

美证交会和一些州检察长拟将对违反证券监管条例的公司发起控告。

youdao

Today they remain in force to suppress violations of securities regulations that are not regulated by the federal securities laws and that are intrastate in nature.

今天，在州的范围内，他们仍然有效地抑制违反证券法规却不受联邦证券法规范的行为。

youdao

Highlights of the reform package include tougher regulations of financial derivatives and securities, along with a $50-billion bailout fund, to be paid for by banks.

VOA: standard.2010.04.19

The U.S. Securities and Exchange Commission was a little slower in its review and rewriting of securities regulations to make way for exchange-traded products (ETPs).

FORBES: ETFs Turn 20-Years Old in the U.S.

This has some similarities to the European Union's system of mutual recognition of member countries' securities regulations although the European approach does not encourage firms to switch from one country to another.

ECONOMIST: The market for regulation

It also examines securities firms and enforces securities regulations.

FORBES: NASD Says Do Your Homework On 529 Plans