FWTU Securities Deadline Monitoring 证券截止日期监控
Because the securities business is a high-risk market, a corresponding securitIes monitoring system must be established.
证券市场是高风险的市场,需要国家制定相应的证券监管体制加以规范和监控,《证券法》的颁布标志着我国证券监管体制建设进入了新的阶段。
参考来源 - 我国证券监管体制研究·2,447,543篇论文数据,部分数据来源于NoteExpress
A securities firm shall have a complete procedure for the management of risk limits. The procedure shall include the calculation method, allocation method, and implementation of monitoring processes.
证券商对风险资本限额之管理应有一套完备之程序,包括其估算之方法,配置之方式,及监控作业之执行等。
The international organization of securities regulators should review credit rating agencies' adoption of the standards and mechanisms for monitoring compliance.
国际证券调控组织应当研究信用评级机构采纳的调控标准和机制。
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