An investment banking firm ACTS as underwriter or agent, serving as intermediary between an issuer of securities and the investing public.

投资银行相当于股票承销人或代理商，作为股票发行者和投资者之间的媒介。收藏。

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A securities broker acting as a master agent under these Regulations may sign brokerage agreements for investment in foreign securities with its investors.

证券经纪商依本办法担任境外基金总代理人，得与投资人签订受讬买卖外国有价证券契约为之。

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An investment bank is an institution that can act as an agent or underwriter for companies that wish to issue securities or equity.

投资银行是能够充当想要发行有价证券或股票的公司代理人或担保人的机构。

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U.S. securities law and regulations restricts registered investment advisors (an agent) as to whom they may charge a performance-based fee.

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