The company has also confirmed receiving subpoenas from a federal grand jury and the Securities and Exchange Commission.

该公司已证实收到了联邦大陪审团和证券交易委员会(Securities and Exchange Commission)的传票。

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Administered by the Securities and Exchange Commission (SEC), the act defines what company records must be stored and for how long.

由美国证券交易委员会执行的这一法案规定了必须存放的公司记录的种类以及存放期限。

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The Securities and Exchange Commission says a private company must report financial information if it has five hundred shareholders or more.

VOA: special.2011.01.07

The bureaucrats' side was showcased at the U.S. Securities and Exchange Commission and Public Company Accounting Oversight Board roundtable hearing last week on Sarbanes-Oxley's section 404.

FORBES: Beltway Bureaucrats Bad For Business

There is, however, no indication the U.S. Securities and Exchange Commission is investigating the company now.

FORBES: Flir Systems: Seeing Beyond Government Sales

The company made Securities and Exchange Commission filings seeking approval for the two new ETFs last week.

FORBES: FOCUS: Proposed Van Eck Gold, Silver ETFs Would Allow Redemptions Of Metal