SEC裁定，这违反了美国1934年《证券交易法》(Securities Exchange Act)中的内部会计控制相关规定。Legg Mason同意支付2760万美元的非法收入，并加上690万美元的预判利息，以了结SEC的指控。
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Securities Exchange Act of 1934 年证券交易法 ; 年证券交易法案 ; 美国1934年证券交易法
the Securities Exchange Act 证券交易法
the Securities Exchange Act of 年证券交易法
Securities Exchange ACT of 年证券交易法
auditing of securities exchange act 证券交易法审计
Securities and Exchange Act 证券交易法 ; 交易法案 ; 证券交易条例
Securities and Exchange Act of 年证券交易法 ; 证券交易法案
It is based on the deeply understand for the significance of protecting investors that to protect investors’ benefits has become the direct and material purpose of Securities Exchange Act.
投资者利益的保护成为证券交易法的“直接、具体的目的”正是出于对投资者保护重要意义的深刻理解。
参考来源 - 操纵市场行为法律责任研究（研究生论文）·2,447,543篇论文数据，部分数据来源于NoteExpress
We will make full disclosure according to the Section 17(b) of the United States Securities Exchange Act of 1933.
根据1933年证券法17(b)规定，我们将披露任何我们获得的报酬。
Since liability for short-swing trading profits was set up in Securities Exchange Act of USA, it has been used for reference by many states or local security legislations.
短线交易归入制度旨在维护一般投资人对证券市场公平性、公正性的信赖，该制度用最简便的方法，课内部人以民事责任，弥补了内幕交易制度的一些不足。
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
按照1934年证券交易法的规定，上报公司正式责成下列正式授权人代表其在本报告上签字。
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