A sales agent then sells the securities or commodities to an investor for the negotiated price.6. Marketing manager.

销售代理将股票或者商品以协商好的价格卖给投资者。

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The limited mandated disclosure system focusing on agent information and some historical facts related to securities value may be more efficient.

集中于代理信息以及部分与证券价值有关的历史事实的有限强制披露制度可能更有效率。

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Securities investment advisory service is different from agent, brokerage and intermediation.

证券经纪业务也不同于代理、行纪、居间等，有自身的特点。

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Being licensed as an insurance agent is not a substitute for a securities license.

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U.S. securities law and regulations restricts registered investment advisors (an agent) as to whom they may charge a performance-based fee.

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In settling its case against Risher, the SEC imposed upon him a Bar from association with any transfer agent, broker, dealer, investment adviser, municipal securities dealer, municipal advisor, or nationally recognized statistical rating organization.

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