证券顾问:securities adviser 证券发行通告:tombstone ..
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Licensed or exempt securities adviser 持牌或获豁免证券顾问
securities investment adviser 证券投资顾问
Robert Wasilewski, a financial adviser at Baltimore-Washington Financial Advisors in Columbia, Md., will put up to 15% of a client's assets in these securities.
华盛顿特区Baltimore-Washington金融咨询公司的咨询师Robert Wasilewski将会把一个客户的15%资金都投入到TRUPs中去。
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He formed Lens Governance Advisors as the exclusive "governance" adviser to feared securities lawyer William Lerach.
FORBES: So That's Where My Proxy Goes
So Rutherford-Moran fired Morgan Stanley and hired Chase Securities as its exclusive financial adviser.
FORBES: Relationship banking
The plaintiff alleged that the SEC examination related to a large-scale securities fraud perpetrated by the adviser.
FORBES: No Freedom of Information When It Comes to Money Managers (November 1, 2000)
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