Most states securities laws are modeled after the Uniform securities Act of 1956.

大多数州证券法都是以1956年《统一州证券法》为模型而制定的。

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Will registration under the Securities act of 1933 be required in connection with the transaction?

交易是否需要根据1933年证券法进行登记？

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The shares represented by this certificate have not been registered under the Securities Act of 1933, as amended .

根据1933年修正后的证券法案，这份证书代表的股份尚未登记。

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Investment companies are also subject to regulations of the Securities Act of 1933, FINRA, and the Securities Exchange Act of 1934.

FORBES: Why Unit Investment Trusts Can Be A Good Investment Alternative

On August 29, 2012, the SEC released for comment a set of proposed amendments to Rule 506 of Regulation D under the Securities Act of 1933.

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This press release contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933 and the Securities Exchange Act of 1934.

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