regulatory affairs advisor 管理事务顾问
regulatory advisor
管理顾问
以上为机器翻译结果，长、整句建议使用 人工翻译 。
Rather, the brochure supplement must simply identify the fact that an advisor has a disciplinary event in their past and provide a link to the regulatory web site where that event is described (SEC or FINRA).
FORBES: What Do You Really Know About Your Financial Advisor?
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