I found myself occasionally in disagreement with the direction that President Bush was headed, not very often, and not on any truly fundamental issues.
On the other hand, as FINRA often admonishes, the truly egregious violations often involve consumer fraud and can impose crippling liability upon the unknowing employer firm.
On the other hand, as FINRA often admonishes, the truly egregious OBA violations often involve consumer fraud and can impose crippling liability upon the unknowing employer firm.
