Member of NASD and SIPC 券公司
nasd member
全美证券交易商协会成员
以上为机器翻译结果,长、整句建议使用 人工翻译 。
As of December, 2001, there are were approximately 5636 NASD member firms operating in the U.S. and 673, 822 licensed brokers.
FORBES: NASD Threatens Suit Over The Siedle Directory of Securities Dealers (March 1, 2002)
If the majority of NASD member firms have nothing to hide, how does the NASD know its membership opposes publication of the Directory?
Through the course of the litigation, I learned that a much higher payment to NASD member firms was not only possible but feasible.
FORBES: Absolute Immunity for FINRA Mall Cops: FUHGEDDABOUDIT!
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