分配性规则(distributional rules)主要是指调整对股东资产进行分配等事项的规则;信义性规则(fiduciary rules)是指调整经理人和控制股东义务的规则。在对这些概念进行界定的基础上,爱森伯格进一步表明了自己对公司规则类型的观点:
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第三,信义规则( Fiduciary Rules) ,规范了董事和控股股东的义务。如我国新《公司法》第148条、第149条规定公司高管人员必须承担勤勉义务和忠实义务等。
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fiduciary rules
受托人的规则
以上为机器翻译结果,长、整句建议使用 人工翻译 。
The SEC is also still dithering over rules for the JOBS Act, which would allow crowdfunding for stock offerings and fiduciary rules for brokers.
FORBES: Let's Sue Wall Street: SEC's Aguilar
In tandem with these necessary reforms are rules governing fiduciary responsibility for retirement plans and brokers.
FORBES: The 'Other' Fiscal Cliff: Unfinished Financial Reforms
The fiduciary standard implies that rules and regulations will guard against fraud, bad investment advice, or excessive fees.
FORBES: Fiduciary Standard Sends The Wrong Message
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