ByusingFCMs, this researchaims at simulating complexstrategicmodelswith imprecise relationshipswhilequantifyingtheimpact of strategic changes to the overalle-businessefficiency.
So many of these auditors will have been issuing opinions for broker-dealers and FCMs that may have been sparsely or not at all inspected by the SEC, CFTC, FINRA or an SRO.
We began to prepare the necessary paperwork for a bulk transfer of our customer accounts to another FCM, talking with other FCMs we work with to see who could facilitate the transfer the easiest.