This would be a violation of the rules applying to the CME as a self-regulatory organization.

这种做法违反了芝加哥商品交易所作为自我监管机构的规定。

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FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.

FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度，但对于这些呼声FINRA理事会大多只是口头敷衍了事。

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Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.

第一百六十二条证券业协会是证券业的自律性组织，是社会团体法人。

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Why is the SEC subcontracting its regulatory responsibilities regarding money managers to a self-regulatory organization it has sued repeatedly over the years for failing to adequately enforce the securities laws?

FORBES: Why the SEC Is In Danger of Becoming Irrelevant ( February 28, 2006 )

This case is a fine bit of regulatory work by FINRA. The AWC clearly sets forth the fact pattern, explains why the self-regulatory organization opted to go after the supervisor, and provides compelling rationale for the sanctions imposed.

FORBES: MetLife Manager Fined And Suspended In FINRA Life Settlement Case

How about the proposal to turn all investment advisers over to FINRA, the discredited brokerage industry self-regulatory organization?

FORBES: Develop a "Fiduciary Response" or You Will Get Scammed