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self-regulatory organizations

  • 自律组织:指在政府监管部门的指导下,由行业内的企业或个人自愿组成的非营利性组织,旨在制定和执行行业规范,维护行业秩序。

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  自律组织

其后,各个证券业自律组织self-regulatory organizations),如美国证券交易所、全美证券交易商协会、芝加哥期货交易所等纷纷成立了仲裁部门,制定自己的仲裁规则,对证券纠纷进行仲裁。

基于76个网页-相关网页

  机构

...心得体会-言小范文网 督局(Options Regulatory Surveillance Authority,ORSA)等在内的自律机构(self-regulatory organizations,SRO)两个层级。此外,发达的媒体监督、回报于非法获利的10的知情人举报制度等,也的辅助手段。

基于26个网页-相关网页

  组织

但是,包括NASD在内的自律性组织(self-regulatory organizations,SROs)有关适合性的规则,对于证券经纪自营商而言充其量仅仅是一项自律性的业务道德标准。

基于20个网页-相关网页

  等在内的自律机构

...心得体会-言小范文网 督局(Options Regulatory Surveillance Authority,ORSA)等在内的自律机构(self-regulatory organizations,SRO)两个层级。此外,发达的媒体监督、回报于非法获利的10的知情人举报制度等,也的辅助手段。

基于16个网页-相关网页

  • 自律组织

·2,447,543篇论文数据,部分数据来源于NoteExpress

双语例句原声例句权威例句

  • The self-regulatory organizations, SROs, are industry organizations that regulate the industry.

    自律监管机构,业内规范行业行为组织

    youdao

  • According to their division of work, all self-regulatory organizations shall go on a tour of inspection of the investor education, and timely submit the inspection reports.

    自律性组织按照分工要求,会员单位投资者教育工作开展情况进行巡查及时通报检查情况。

    youdao

  • Dark patterns also can be addressed on a self-regulatory basis, but only if organizations hold themselves accountable, not just to legal requirements but also to industry best practices and standards.

    黑暗模式可以自我监管的基础上得到解决前提是组织自己担负起责任不仅遵守法律要求还要遵守行业最佳实践最高标准

    youdao

更多双语例句
  • Then I want to talk in the next lecture about regulation, which means government oversight of financial markets and not just government oversight, there are also the so-called self-regulatory organizations that are created in the financial industry to self regulate.

    接下来的一课,会讲到金融监管,政府对金融市场的监管,不仅仅如此,还有金融界为了,监督自身而创设的,我们称为,自我监管的组织

    耶鲁公开课 - 金融市场课程节选

  • The self-regulatory organizations, SROs, are industry organizations that regulate the industry.

    ROs,自律监管机构,是业内规范行业行为的组织

    耶鲁公开课 - 金融市场课程节选

  • The stock exchanges and other self-regulatory organizations effectively act as the SEC's beat police.

    FORBES: Magazine Article

  • "I can report that it is now the agency's practice to routinely obtain" audits and investigations of the self-regulatory organizations, Cox wrote in a Jan. 29 letter.

    FORBES: Dead-Letter Office

  • Among the worst faults of the pre-90s regulatory scheme was that the self-regulatory organizations were little more than the lap dogs of the powerful member firms, as was revealed during the NASDAQ price-fixing investigation of the late 90s.

    FORBES: Break Up the Securities and Exchange Commission

更多权威例句
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