Administered by the Securities and Exchange Commission (SEC), the act defines what company records must be stored and for how long.

由美国证券交易委员会执行的这一法案规定了必须存放的公司记录的种类以及存放期限。

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It is based on the deeply understand for the significance of protecting investors that to protect investors' benefits has become the direct and material purpose of Securities Exchange Act.

投资者利益的保护成为证券交易法的“直接、具体的目的”正是出于对投资者保护重要意义的深刻理解。

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Trone cites the Securities and Exchange Act provision protecting investors who are buying securities in an offering.

FORBES: More Refco Victims

Ultimately, the legality of AOCs securitizing the care they provide patients falls to the Securities Act of 1933 and the Securities and Exchange Act of 1934, the two primary laws governing securitization.

FORBES: Securitizing Your Health With ACOs

But the municipal securities market is thinly traded and largely exempt from the controls of both the Securities Act of 1933 and the Securities Exchange Act of 1934.

FORBES: Could Municipal Bonds Be the Next Financial Titanic?