...而且这种强制为国家所垄断的状态，是“每个人能运用自己的知识实现其目的且只受普遍适用的正当行为规则（rule of just conduct）的约束的自由状态”。
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In conducting its business in this manner, the firm failed to observe the high standards of commercial honor and just and equitable principles of trade required by NASD Conduct Rule 2110 and FINRA Rule 2010.
FORBES: Broker Dealer President And Chief Compliance Officer Sued By Firm
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