In-kind distribution - Unitholders may generally request an in-kind distribution of the securities underlying the units if they own 2, 500 or more units at either the time of purchase or maturity.
The AWC alleges that instead of obtaining new signatures, Gulan cut signatures from another document that the married clients had signed earlier that year and affixed the signatures onto a new IRA distributionrequest form, which he then submitted to Fintegra for processing.